As the SEC ramps up its enforcement process, 10b5-1 plans are the current target – and it’s not a stretch to think that all facets of insider trading will be the focus. In this episode, we’ll provide a refresher on what board members should know about insider trading and new proposed 10b5-1 rules.
Wilson Sonsini Partners Greg Watts (Litigation) & Jose Macias (Corporate) provide an overview of the current landscape:
- What should boards know about insider trading overall – particularly with the new administration and SEC chairman?
- What should board members expect if the new rules proposed by the SEC are approved for 10b5-1 stock plans?
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