• Banking / Financial Services
  • General
  • Government
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REGULATIONS


Office of the Comptroller of Currency (OCC)

  • Title 12 Chapter I (Parts 1 to 34) - Comptroller of the Currency (2022)
  • Title 12 Chapter I (Parts 35 to 199) - Comptroller of the Currency (2022)

Federal Reserve System (FRS)

  • Title 12 Chapter II Subchapter A (Parts 200 to 223) - Federal Reserve System (2022)
  • Title 12 Chapter II Subchapter A (Parts 224 to 249) - Federal Reserve System (2022)
  • Title 12 Chapter II Subchapter A (Parts 250 to 269) - Federal Reserve System (2022)
  • Title 12 Chapter II Subchapter B (Parts 270 to 281) - Federal Reserve System (2022)
  • Title 12 Chapter II Subchapter C (Parts 290 to 299) - Federal Reserve System (2022)

Federal Deposit Insurance Corporation (FDIC)

  • Title 12 Chapter III Subchapter A (Parts 300 to 313) - Federal Deposit Insurance Corporation (2022)
  • Title 12 Chapter III Subchapter B (Parts 323 to 340) - Federal Deposit Insurance Corporation (2022)
  • Title 12 Chapter III Subchapter B (Parts 341 to 390) - Federal Deposit Insurance Corporation (2022)

National Credit Union Administration (NCUA)

  • Title 12 Chapter VII - National Credit Union Administration (2022)

Consumer Financial Protection Bureau (CFPB)

  • Title 12 Chapter X - Bureau of Consumer Financial Protection (2022)

Federal Financial Institutions Examination Council (FFIEC)

  • Title 12 Chapter XI - Federal Financial Institutions Examination Council (2022)
  • FFIEC BSA/AML Examination Procedures (2021) Compliance Map - Parts 1 to 26
  • FFIEC BSA/AML Examination Procedures (2021) Compliance Map - Parts 27 to 56
  • FFIEC BSA/AML Examination Procedures (2021) Framework

Financial Crimes Enforcement Network (FINCEN)

  • Title 31 Chapter X – Financial Crimes Enforcement Network (2022)

Other regulations

  • Title 31 Chapter X - Financial Crimes Enforcement Network (2022)
  • Title 32 Part 232 - Limitations on Terms of Consumer Credit Extended to Service Members and Dependents (2022)

GUIDANCE AND EXAMINATIONS

  • Debt Collection Examiner Procedures (CFPB 2012) Framework
  • E-SIGN Act Examiner Procedures (FDIC 2014) Framework
  • GLBA Privacy Examiner Procedures (CFPB 2016) Framework
  • Interagency Fair Lending Examiner Procedures (FFIEC 2009) Framework
  • Interagency FDPA Examiner Procedures (FFIEC 2019) Framework
  • Interagency TILA Examiner Procedures (FFIEC 2018) Framework
  • MLA Examiner Procedures (CFPB 2016) Framework
  • TCPA Examiner Procedures (FDIC 2016) Framework

Safety and Soundness

  • Safety and Soundness – Allowances to Loans and Lease Losses (OCC 1998) Framework
  • Safety and Soundness – Capital and Dividends (OCC 2018) Framework
  • Safety and Soundness – Commercial Loans (OCC 1998) Framework
  • Safety and Soundness – Corporate and Risk Governance (OCC 2016) Framework
  • Safety and Soundness – Insider Activities (OCC 2013) Framework

  • COBIT® 5 Compliance Map (2012)
  • COSO® Internal Control Framework (2013)
  • International Standards for the Professional Practice of Internal Auditing (IPPF) (IIA® 2017)
  • ITAF™: A Professional Practices Framework for IS Audit/Assurance, 3rd Edition (ISACA 2015)
  • SOX Audit and IT General Controls Frameworks
  • SOX Storyboard Toolkit

  • AGA® Subrecipient Risk Assessment Monitoring Tool 2009 Framework
  • Generally Accepted Government Auditing Standards (GAGAS) 2018
  • OMB Circular A-123 (2014)

  • Title 34 Part 99 - Family Educational Rights and Privacy (2022)

*Year reflects source publication

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